Thursday Mar 30, 2023
Balancing Compliance and Opportunity: A Dilemma for Businesses with Leslie August
In this episode we discuss the dilemma faced by businesses when it comes to choosing between compliance and pursuing new market opportunities. Together with our guest, Leslie August, we explore the tension between these two approaches and provide insights on how individuals can navigate this tension in their roles.
Leslie talks about the concept of regulation-focus versus opportunity-focus, where one approach prioritizes compliance with regulations and the other prioritizes the pursuit of opportunities. This episode highlights the importance of striking a balance between these two approaches to ensure the long-term success of a business.
We also provide insights on how individuals in compliance roles can perform their roles differently by adopting a more proactive, opportunity-focused approach to compliance. This may involve engaging with regulators, staying up-to-date on industry trends and changes, and actively seeking out new market opportunities.
Enjoy the show.
Full show with video available on www.Crowd.Trade
Host: Andy Shiles: https://www.linkedin.com/in/andyshiles/
Host/Producer: Lalo Solorzano: https://www.linkedin.com/in/lalosolorzano/
Co-Producer: Mara Marquez: https://app.milanote.com/1M8bFD1P9F3c6G/mara?p=qFiiiJVFV2z
Show references:
- Global Training Center - www.GlobalTrainingCenter.com
- Simply Trade Podcast - twitter.com/SimplyTradePod
- Leslie August - https://www.linkedin.com/in/leslielevyaugust/
- Fremont Peak Capital - https://fremontpeakcapital.com/
Contact SimplyTrade@GlobalTrainingCenter.com or message @SimplyTradePod for:
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- Suggest any topics you would like to hear about
Simply Trade is not a law firm or an advisor. The topics and discussions conducted by Simply Trade hosts and guests should not be considered and is not intended to substitute legal advice. You should seek appropriate counsel for your own situation. These conversations and information are directed towards listeners in the United States for informational, educational, and entertainment purposes only and should not be In substitute for legal advice. No listener or viewer of this podcast should act or refrain from acting on the basis of information on this podcast without first seeking legal advice from counsel. Information on this podcast may not be up to date depending on the time of publishing and the time of viewership. The content of this posting is provided as is, no representations are made that the content is error free. The views expressed in or through this podcast are those are the individual speakers not those of their respective employers or Global Training Center as a whole. All liability with respect to actions taken or not taken based on the contents of this podcast are hereby expressly disclaimed.
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